Vice President - Compliance - JP Morgan Chase - Hong Kong

Job description
· To assist senior members of the Hong Kong Compliance Team to manage compliance risks.

KEY RESPONSIBILITIES

· Review and coordinate with outsourcing, ebanking and system change applications. Provide compliance and regulatory advisory where required.
· Liaise and contact HK regulators where required.
· Assist senior members of the Hong Kong Compliance Team in ad hoc projects and applications.
· Coordinate and arrange with the relevant Businesses in the completion of regulatory self assessments and surveys with the stipulated deadline.
· Assist in the distribution of circulars, guidelines and consultations issued by the regulators to the relevant Businesses.
· Assist in handling regulatory enquiries, inspections or investigations.
· Assist senior members of the Hong Kong Compliance Team to develop compliance policies and procedures.

JOB DIMENSIONS

Internal Relationships:
· All businesses, corporate, different Lines of Business Compliance, and other control functions within the JPMC Group.

External Relationships:
· HK Regulators – HKMA, SFC, HKEx (with HKMA as focus)

Qualifications

QUALIFICATIONS REQUIRED FOR THE ROLE

Language Skills:
· English
· Fluent Cantonese preferable.

Experience:
· More than 6 years Hong Kong market experience
· Law degree or other closely-related professional qualification
· Strong communications skills in English
· Good analytical and problem-solving skills
· Project management skills
· Control-focused

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